Paper IPaper I · Polity

State Government

The Governor, the Chief Minister and Council of Ministers, and the State legislature under Part VI (Art 152 to 212): appointment, powers, discretion, the bicameral versus unicameral question, and the Governor's role in Centre-State tension and President's Rule

CAPF wiki17 min read20 sections
At a glance
PaperPaper ISubjectPolitySyllabusThe country's political system and Constitution of India, social systems and public administration, and regional and international security issues and human rights including its indicatorsImportanceHigh
GovernorChief MinisterState LegislatureVidhan SabhaVidhan ParishadDiscretionary PowersPresidents RuleState Council Of Ministers

Flagship anchor

Part VI of the Constitution (Art 152 to 237) provides for the government of the States, deliberately mirroring the Union structure at the State level: the Governor is the constitutional head (Art 153), the Chief Minister and the Council of Ministers wield the real executive power (Art 163, 164), and the State legislature (Art 168) makes the laws. The single most tested distinction from the President is that the Governor is appointed by the President (Art 155), not elected, and holds office during the President's pleasure (Art 156), which makes the Governor a nominee of the Centre and the constitutional hinge between the Union and the States. For CAPF the high-yield facts are: the Governor's appointment, qualifications, term and oath; the Governor's discretionary powers (reserving bills, recommending President's Rule, appointing a Chief Minister in a hung Assembly); the limits on the Governor's pardoning power (Art 161); the Council of Ministers cap; and the structure of the State legislature, including which States are bicameral and how a Legislative Council is created or abolished (Art 169). The NCERT Class XI text "Indian Constitution at Work", Chapter 4 (Executive) and Chapter 5 (Legislature), and Laxmikanth's chapters on the State executive and State legislature are the standard references.

Core concept: a parliamentary government in the States

Like the Union, the States follow the parliamentary model: the Governor is the nominal executive while real power vests in the Council of Ministers headed by the Chief Minister, which is collectively responsible to the directly elected Legislative Assembly (Art 164). The crucial difference is the head of State: where the President is elected by an electoral college, the Governor is appointed by the President and serves at the Centre's pleasure, so the office carries a built-in tension between being a State constitutional head and a Union agent. This tension surfaces most sharply in the Governor's discretionary functions and in the recommendation of President's Rule (Art 356).

The Governor (Art 153 to 162)

Item Fact
Executive head of the State Art 153; there shall be a Governor for each State, but the same person may be appointed Governor of two or more States (7th Amendment, 1956)
Appointment By the President (Art 155); not elected; effectively a Union nominee
Term Holds office during the pleasure of the President (Art 156); the normal term is 5 years, but it is not a fixed or guaranteed term
Qualifications (Art 157) Citizen of India, completed 35 years of age
Conditions of office (Art 158) Not a member of either House of Parliament or of a State legislature; not to hold any other office of profit; entitled to official residence and emoluments charged on the State's Consolidated Fund
Oath administered by The Chief Justice of the High Court of the State, or in his absence the seniormost judge available (Art 159)
Executive power of the State Vested in the Governor (Art 154), exercised on the aid and advice of the Council of Ministers
Resignation addressed to The President

Powers of the Governor (full taxonomy)

  • Executive powers: appoints the Chief Minister and, on the CM's advice, the other Ministers; appoints the Advocate General (Art 165), the State Election Commissioner, and the Chairman and members of the State Public Service Commission; all executive action of the State is taken in the Governor's name (Art 166).
  • Legislative powers: summons, prorogues and dissolves the State legislature; addresses it (Art 176); nominates one member to the Legislative Assembly from the Anglo-Indian community (this nomination ended with the 104th Amendment, 2019) and one-sixth of the members of the Legislative Council from specified fields; assents to bills (Art 200), withholds assent, returns a non-money bill for reconsideration, or reserves a bill for the consideration of the President (Art 201).
  • Financial powers: a money bill in the State cannot be introduced without the Governor's recommendation; the Governor causes the Budget to be laid before the legislature; the State Contingency Fund is at the Governor's disposal.
  • Pardoning power (Art 161): power to grant pardons, reprieves, respites and remissions, and to suspend, remit or commute sentences, for offences against laws on a matter to which the State's executive power extends. Unlike the President, the Governor cannot pardon a death sentence and has no power over court-martial sentences.
  • Ordinance power (Art 213): when the State legislature (or, in a bicameral State, either House) is not in session, the Governor may promulgate an ordinance with the force of a State Act; it must be laid before the legislature and ceases six weeks after reassembly; some ordinances need the President's prior instructions.

Discretionary powers of the Governor (Art 163)

Article 163 provides that the Council of Ministers aids and advises the Governor "except in so far as he is by or under this Constitution required to exercise his functions in his discretion". This discretion is wider than the President's. The recognised discretionary situations include:

  • Reserving a bill for the consideration of the President (Art 200, 201).
  • Recommending President's Rule (Art 356) when satisfied that the State cannot be carried on in accordance with the Constitution.
  • Appointing a Chief Minister when no party has a clear majority in the Assembly, or when an incumbent CM dies in office without an obvious successor.
  • Dismissing a Council of Ministers that cannot prove its majority, and dissolving the Assembly.
  • Seeking information from the CM (Art 167).
  • Functions as the administrator of an adjoining Union Territory (where so appointed), and special responsibilities under provisions for certain States and tribal areas (e.g. the Sixth Schedule).

Chief Minister and Council of Ministers (Art 163, 164)

Item Fact
Council to aid and advise the Governor Art 163 (subject to the Governor's discretion)
Appointment of the CM By the Governor (Art 164); by convention the leader of the majority in the Legislative Assembly
Other Ministers Appointed by the Governor on the advice of the Chief Minister
Collective responsibility The Council of Ministers is collectively responsible to the Legislative Assembly (Art 164(2))
Individual tenure Ministers hold office during the pleasure of the Governor
Size limit The total number of Ministers, including the Chief Minister, shall not exceed 15 per cent of the total strength of the Legislative Assembly, subject to a minimum of 12 (Art 164(1A), inserted by the 91st Amendment, 2003)
Anti-defection bar A member disqualified for defection cannot be appointed a Minister (Art 164(1B))
Non-member as Minister A person not a member of the legislature may be a Minister but must become a member within six consecutive months

The State legislature (Art 168 to 212)

Feature Legislative Assembly (Vidhan Sabha) Legislative Council (Vidhan Parishad)
Status Lower House; exists in every State (Art 170) Upper House; exists only in States that have one (Art 169)
Strength Between 60 and 500 members (some smaller States have a lower minimum by special provision) Not more than one-third of the total strength of the Assembly, and not fewer than 40
How chosen Direct election by universal adult franchise from territorial constituencies Indirect and mixed: about one-third by local bodies, one-twelfth by graduates, one-twelfth by teachers, one-third by sitting MLAs, and one-sixth nominated by the Governor
Term 5 years from its first meeting unless dissolved earlier; extendable by one year during a National Emergency Permanent (continuing) body; one-third of members retire every two years; each member serves 6 years
Minimum age (Art 173) 25 years 30 years
Power Dominant; controls the Council of Ministers and money bills Largely advisory; can delay an ordinary bill (a maximum of about four months over two readings); cannot effectively block a money bill (can delay it 14 days)
Presiding officer Speaker and Deputy Speaker Chairman and Deputy Chairman

A Legislative Council can be created or abolished by Parliament by a simple-majority law (Art 169) if the concerned State Assembly first passes a resolution by a special majority (a majority of the total membership and not less than two-thirds of those present and voting). States with a Legislative Council include Andhra Pradesh, Bihar, Karnataka, Maharashtra, Telangana and Uttar Pradesh. The creation or abolition of a Legislative Council under Art 169 is treated as not amounting to an amendment of the Constitution for the purposes of Art 368.

Governor versus President (the comparison CAPF loves)

Feature President Governor
Selection Elected by an electoral college (Art 54) Appointed by the President (Art 155)
Tenure Fixed 5-year term, removable by impeachment During the President's pleasure (Art 156)
Oath administered by Chief Justice of India (Art 60) Chief Justice of the High Court (Art 159)
Pardon a death sentence Yes (Art 72) No (Art 161)
Pardon a court-martial sentence Yes No
Discretionary power Very limited Wider (Art 163: reserving bills, Art 356, choosing a CM)
Reserve a bill for another authority No (assents under Art 111) Yes, reserves for the President (Art 200, 201)
Emergency proclamation Proclaims Art 352, 356, 360 Recommends Art 356
Supreme Commander of forces Yes (Art 53) No

How a bill becomes a State law

A bill (other than a money bill) may begin in either House of a bicameral State legislature and must be passed and receive the Governor's action under Art 200. On a State bill the Governor has four options: assent; withhold assent; return a non-money bill for reconsideration (after which, if passed again, the Governor must assent); or reserve the bill for the consideration of the President (Art 201). A bill reserved for the President can be assented to, or the President may direct the Governor to return it for reconsideration; even if the State legislature passes it again, the President is not bound to assent. The Legislative Council's role is weak: on an ordinary bill it can delay the bill for a maximum of about three to four months across its two passages, after which the Assembly's will prevails; on a money bill it can only recommend and must return the bill within 14 days.

Important Articles

Article Subject
Art 152 Definition of "State"
Art 153 Governors of States
Art 154 Executive power of the State (vested in the Governor)
Art 155 Appointment of the Governor (by the President)
Art 156 Term of office (during the President's pleasure)
Art 157 Qualifications for appointment as Governor
Art 161 Pardoning power of the Governor
Art 163 Council of Ministers to aid the Governor; discretionary functions
Art 164 Chief Minister and other Ministers; collective responsibility; 15 per cent cap
Art 165 Advocate General of the State
Art 168 Constitution of the State legislature
Art 169 Creation or abolition of a Legislative Council
Art 170 Composition of the Legislative Assembly
Art 200 Assent to bills (and reservation for the President)
Art 213 Governor's ordinance power

Static facts to memorise

Office Article Appointed by Term Min age Oath by
Governor 153 President (Art 155) President's pleasure (Art 156) 35 Chief Justice of the High Court
Chief Minister 164 Governor Assembly confidence 25 (Assembly) Governor
State Council of Ministers 163, 164 Governor on CM's advice Governor's pleasure as above Governor
Advocate General 165 Governor Governor's pleasure qualified as an HC judge (not prescribed)
Fact Value
Legislative Assembly strength 60 to 500
Legislative Council strength not more than one-third of the Assembly, at least 40
Council of Ministers cap 15 per cent of the Assembly, minimum 12
Money bill return by the Council 14 days
Governor's ordinance lapse 6 weeks after reassembly
Minimum age, Assembly / Council 25 / 30

States with a Legislative Council (current)

A Legislative Council exists in only a minority of States. As things stand the bicameral States are Andhra Pradesh, Bihar, Karnataka, Maharashtra, Telangana and Uttar Pradesh. The creation or abolition of a Council needs a special-majority resolution of the State Assembly followed by an ordinary Act of Parliament (Art 169), and this is not treated as a constitutional amendment for the purposes of Art 368. The composition of a Council (Art 171) is a mix: roughly one-third elected by local bodies, one-twelfth by graduates of three years' standing, one-twelfth by teachers of three years' standing in institutions not below secondary level, one-third by the members of the Legislative Assembly, and one-sixth nominated by the Governor from persons with special knowledge or practical experience in literature, science, art, the cooperative movement and social service.

Security and human-rights angle (CAPF-distinctive)

  • The Governor's report or recommendation is the constitutional trigger for President's Rule (Art 356), which is invoked on a "failure of constitutional machinery" that can include a serious law-and-order or internal-security collapse. The S R Bommai judgment (1994) made the proclamation subject to judicial review and required the breakdown to be genuine. See federalism and centre state relations and citizenship and emergency provisions.
  • Public order and the police are State subjects (Entries 1 and 2 of the State List), so the primary responsibility for internal security within a State lies with the State government. The deployment of Central Armed Police Forces in a State ordinarily follows a State request or a Union decision, and the State's machinery (the State police, the Director General of Police, the district administration) is the first line.
  • The Governor's pardoning power (Art 161) is limited to offences against State laws and, unlike the President, does not extend to death sentences or court-martial cases.
  • During President's Rule, the Governor administers the State on behalf of the President, and Parliament exercises the State legislature's powers, which concentrates security decision-making at the Centre for the duration.

How CAPF asks it

State-government questions are factual and comparison-heavy: single-correct on the Governor's appointment, "how many statements are correct" on discretionary powers, Article-to-office matching, and assertion-reason contrasting the President and the Governor.

Authored practice

Q1The Governor of a State is:
  1. AElected by the State legislature
  2. BElected by the people directly
  3. CAppointed by the President
  4. DAppointed by the Chief Minister Answer:
  5. C. The Governor is appointed by the President (Art 155) and holds office during the President's pleasure (Art 156).
Q2Consider the following statements about the Governor: The same person can be the Governor of two or more States. The Governor can pardon a death sentence for an offence under State law. The Governor's oath is administered by the Chief Justice of the High Court. How many are correct?
  1. AOnly one
  2. BOnly two
  3. CAll three
  4. DNone Answer:
  5. BOnly two. Statement 2 is wrong; the Governor cannot pardon a death sentence (only the President can, Art 72).
Q3The total number of Ministers in a State, including the Chief Minister, shall not exceed which percentage of the Assembly's strength, subject to a minimum?
  1. A10 per cent, minimum 12
  2. B15 per cent, minimum 12
  3. C15 per cent, minimum 10
  4. D20 per cent, minimum 12 Answer:
  5. B15 per cent, minimum 12 (91st Amendment, 2003).
Q4Match the Article with its subject: 1. Art 153 2. Art 161 3. Art 164 4. Art 213 with A. Chief Minister and Council B. Governor C. Ordinance power D. Pardoning power.
  1. A1-B 2-D 3-A 4-C
  2. B1-B 2-A 3-D 4-C
  3. C1-A 2-D 3-B 4-C
  4. D1-C 2-D 3-A 4-B Answer:
  5. A.
Q5Assertion
  1. A: The Governor cannot pardon a death sentence. Reason (R): The pardoning power under Art 161 is limited to offences against laws within the State's executive power.
  2. ABoth true, R explains A
  3. BBoth true, R does not explain A
  4. CA true, R false
  5. DA false, R true Answer:
  6. A.

Common confusion

  • Governor versus President: the President is elected by an electoral college and serves a fixed five-year term; the Governor is appointed by the President and serves during the President's pleasure.
  • Pardoning power (Art 161 versus Art 72): only the President can pardon a death sentence or a court-martial sentence; the Governor's power is confined to State offences.
  • Oath administration: the CJI administers the President's oath; the Chief Justice of the High Court administers the Governor's oath.
  • Discretionary powers: the Governor has more constitutional discretion than the President (e.g. reserving a bill, recommending Art 356, choosing a CM in a hung Assembly).
  • Creating versus abolishing a Legislative Council: requires both a State Assembly resolution (special majority) and a parliamentary law (simple majority) under Art 169.
  • State money bill versus ordinary bill: the Legislative Council can only delay (about four months for an ordinary bill, 14 days for a money bill); it has no power to defeat the Assembly's will.

Memory hook

  • "153-155-156": Governor's office, appointment, pleasure tenure, in sequence.
  • "161 mirrors 72 minus death": the Governor's pardon (161) is the President's (72) without the death sentence or court martial.
  • "60 to 500" Assembly; "40 to one-third" Council.
  • "15 and 12": the State Council cap is 15 per cent with a floor of 12 Ministers.
  • "213 is the State's 123": the Governor's ordinance power mirrors the President's.

Night before

  • Governor (Art 153) appointed by the President (Art 155); office during the President's pleasure (Art 156); normal term 5 years; minimum age 35.
  • Governor's oath is administered by the Chief Justice of the High Court (Art 159).
  • Governor's pardon (Art 161) covers only State offences, never a death sentence or court martial.
  • CM appointed under Art 164; Council collectively responsible to the Assembly; cap 15 per cent (minimum 12).
  • Assembly strength 60 to 500; minimum age 25; term 5 years; Council not more than one-third, at least 40; minimum age 30.
  • A Council is created or abolished under Art 169 (State special-majority resolution, then a parliamentary simple-majority law).
  • Governor's discretion: reserving bills, recommending Art 356, appointing a CM in a hung Assembly.
  • Public order and police are State subjects; President's Rule (Art 356) is triggered on the Governor's report.

One-line recall

  • Part VI (Art 152 to 237) provides for the government of the States.
  • Governor (Art 153) is the executive head; executive power of the State vests in the Governor (Art 154).
  • Governor appointed by the President (Art 155); holds office during the President's pleasure (Art 156).
  • Qualifications (Art 157): citizen, 35 years; conditions (Art 158): no office of profit, not a legislator.
  • The same person may be Governor of two or more States (7th Amendment, 1956).
  • Governor's oath administered by the Chief Justice of the High Court (Art 159).
  • Pardoning power (Art 161): State offences only; no death sentence, no court martial.
  • Ordinance power (Art 213); lapses six weeks after reassembly; mirrors the President's Art 123.
  • Discretionary functions (Art 163): reserving bills, Art 356, choosing a CM, seeking information (Art 167).
  • CM appointed by the Governor (Art 164); leader of the Assembly majority by convention.
  • Council collectively responsible to the Assembly; cap 15 per cent, minimum 12 (91st Amendment).
  • Advocate General of the State (Art 165) appointed by the Governor.
  • Legislative Assembly strength 60 to 500; directly elected; term 5 years (Art 170).
  • Legislative Council strength not more than one-third of the Assembly, at least 40; permanent.
  • Council membership is mixed: local bodies, graduates, teachers, MLAs, and Governor's nominees.
  • A Legislative Council is created or abolished under Art 169.
  • The Council can only delay an ordinary bill and cannot block a money bill.
  • President's Rule (Art 356) follows the Governor's report; S R Bommai (1994) made it reviewable.
  • Public order and police are State subjects (State List Entries 1 and 2).

Glossary

  • Governor: the appointed constitutional head of a State (Art 153).
  • Pleasure doctrine: the Governor holds office during the President's pleasure (Art 156), with no guaranteed term.
  • Discretionary powers: functions the Governor exercises without ministerial advice (Art 163).
  • Reservation of a bill: the Governor's power to send a State bill to the President (Art 200, 201).
  • Council of Ministers: the State executive, collectively responsible to the Assembly (Art 164).
  • Chief Minister: the head of the State government and leader of the Assembly majority.
  • Vidhan Sabha: the Legislative Assembly, the lower and dominant House.
  • Vidhan Parishad: the Legislative Council, the upper House in bicameral States.
  • Bicameral State: a State with both an Assembly and a Council.
  • Advocate General: the highest law officer of a State (Art 165).
  • Ordinance: a law made by the Governor when the legislature is not in session (Art 213).
  • President's Rule: Union assumption of a State's functions on a failure of constitutional machinery (Art 356).
  • Money bill (State): a State bill confined to financial matters, introduced on the Governor's recommendation.
  • Anti-defection bar: a defector cannot be appointed a Minister (Art 164(1B)).
Now reinforce it
Drill this with a practice set.
Go to practice
← BackAll of Paper I